What about
Compliance?
In this video we will be discussing one of the biggest differences between linkedFA and every other social networking site, Compliance. The financial industry is an extremely regulated industry, and as a result, Financial Advisors have had to face significant challenges due to rules and regulations placed on them by the regulating bodies FINRA and the SEC …
Other Help Videos
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linkedFA. The social network for Financial Advisors (2:12)
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The Value of Sharing (6:14)
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Industry Content & Tools (3:36)
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What about Compliance? Overview
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Keep your firm and your Compliance Officer in the loop
Just let us know your Compliance Officer's email, we'll make sure you're compliant. The financial industry is an extremely regulated industry, and as a result, Financial Advisors have had to face significant challenges due to rules and regulations placed on them by, FINRA and the SEC. The rules that pose the largest obstacles pertain to advertising and the ability to monitor and control the communication. We've solved this problem, by updating your compliance officer with all your communications and static content.
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Works with your existing tools
If you or your firm already use email archiving there's nothing new to learn. Simply setup the automatic report with one click and get a daily report of all your social media activity sent straight to you or your Compliance Officer's email. This includes all activity such as posts, messages, news articles and even what you shared out to any other social networks such as Twitter, Linkedin or Facebook. We'll keep your Compliance Officer and your firm happy, and that's good business.
